DULUTH HOLDINGS INC. - Form 8-K SEC filing
0001649744 NASDAQ false 2021 FY 0001649744 2020-07-13 2020-07-13

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported):  July 13, 2020

 

DULUTH HOLDINGS INC.

(Exact name of registrant as specified in its charter)

 

           Wisconsin              

    001-37641    

      39-1564801     

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

201 East Front Street

        Mount Horeb, Wisconsin  53572        

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code:  (608) 424-1544

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered

Class B Common Stock, No Par Value

DLTH

NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.


Item 5.07.  Submission of Matters to a Vote of Security Holders.

On July 13, 2020, Duluth Holdings Inc. (the “Company”) reconvened its annual meeting of shareholders, which was originally scheduled to be held on May 21, 2020 (the “Annual Meeting”).

At the Annual Meeting, our shareholders voted on proposals to:  (1) elect the seven individuals nominated by the Board of Directors of the Company to serve as directors until the 2021 Annual Meeting of Shareholders, and (2) ratify the selection of Grant Thornton LLP as the independent registered public accounting firm for the Company for the year ending January 31, 2021.  The final voting results on these proposals are as follows:

(1)Election of the below-named nominees to the Board of Directors of the Company: 



Nominee

 

Class of
Common
Stock

 

Number of
Votes
FOR

 


Withhold Authority

 


Broker Non-
Votes

 

 

 

 

 

 

 

 

 

Stephen L. Schlecht

 

Class A

 

33,642,000

 

0

 

0

 

 

Class B

 

19,920,377

 

2,320,107

 

4,775,323

 

 

 

 

 

 

 

 

 

E. David Coolidge III

 

Class A

 

33,642,000

 

0

 

0

 

 

Class B

 

21,874,118

 

366,366

 

4,775,323

 

 

 

 

 

 

 

 

 

Francesca M. Edwardson

 

Class A

 

33,642,000

 

0

 

0

 

 

Class B

 

22,067,658

 

172,826

 

4,775,323

 

 

 

 

 

 

 

 

 

David C. Finch

 

Class A

 

33,642,000

 

0

 

0

 

 

Class B

 

21,863,100

 

377,384

 

4,775,323

 

 

 

 

 

 

 

 

 

Thomas G. Folliard

 

Class A

 

33,642,000

 

0

 

0

 

 

Class B

 

22,071,414

 

169,070

 

4,775,323

 

 

 

 

 

 

 

 

 

Brenda I. Morris

 

Class A

 

33,642,000

 

0

 

0

 

 

Class B

 

22,071,832

 

168,652

 

4,775,323

 

 

 

 

 

 

 

 

 

Scott K. Williams

 

Class A

 

33,642,000

 

0

 

0

 

 

Class B

 

22,073,256

 

167,228

 

4,775,323

(2)Ratification of the selection of Grant Thornton LLP as the independent registered public accounting firm for the Company for the year ending January 31, 2021: 

Class of
Common
Stock

 


Number of Votes
FOR

 

Number of
Votes
Against

 



Withheld/Abstentions

Class A

 

33,642,000

 

0

 

0

 

 

 

 

 

 

 

Class B

 

26,898,657

 

87,423

 

29,727


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

DULUTH HOLDINGS INC.

 

 

 

 

Dated: July 13, 2020

By: /s/ David Loretta                         

 

David Loretta

Senior Vice President and
Chief Financial Officer